. As a team supervisor Ass’t, ensure that the team has understood and is able to implement
the changes in the AML policies of the company and that of the Regulators.
. Serve as backup to Ass’t Special Operations Area Manager as needed.
. Ensure unit compliance with internal and external policy, procedure and regulatory
. Interface extensively with Head of Division.
. Draft departmental procedures as needed.
. Develop, deliver and Manage MIS tracking and reporting as required.
. Assist with development and delivery of Cascading Style Sheets CSS AML Unit training,
. Understand Global AML risk inherent to financial institutions, and AML Regulations,
methods, current events and trending/tracking at an SME level.
. A high level of vigilance required in applying AML method / current events / trending
knowledge to financial institution data in order to proactively detect and investigate risk.
. Serve as a subject matter expert in analysis and assist in providing AML training and
guidance to other unit analysts and employees.
. Stay fluent with the advanced tools of investigation such as link analysis, various search
engines, data query tools, commercial databases e.g., COMPLINET, LexisNexis, Auto
. Maintain a proactive curiosity and pursue investigations to a greater level of diligence than
normally required for standard due diligence.
. Responsible for preparing wellwritten and detailed comprehensive reports.
. Responsible for communicating with internal and external entities in a professional and
knowledgeable manner, without exposing the bank to additional risk and while protecting
applicable privacy and other laws.
. Conduct enhanced indepth AML investigations.
. Prepare Subpoena responses and other responses to requests
. Keep the team well informed of any process related updates.
. Undertake Quality checking process on requests approved by team members.
. Compile and collate all training gaps based on observations while doing the Quality
checking process so that this goes into the monthly refresher training session.