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<pre>Array ( [var] => cut_url ) </pre> Resume for Benito P. for Consultant / Financial Services in Toronto, Canada. Search More Resumes for Consultant on Resumark.com #BKZI6DSS4
 

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Resume for Benito P. for Consultant / Financial Services in Toronto, Canada




Occupation: Consultant Industry: Financial Services
Country: Canada City: Toronto
State: Ontario ZIP: L4G7R8



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Benito P.
Birkshire Drive Aurora
ON LG R
m: ; email:
QUALIFICATION SUMMARY
Solutions focused Financial Planner with legal banking and insurance experience
• LLQP Licensed Financial Advisor
• CSC completed
• Graduate Certificate in Financial
Services Compliance Administration
• Bachelor of Laws degree
• Knowledge of Drafting Policies and Procedures
• Knowledge of financial products
• Knowledge of Investment Products
• Experienced in Preparation of Retirement Plans
• Knowledge of risk assessment principles and techniques
• Knowledge of Insurance products including Life, Long Term Care, Critical Illness, Segregated
Funds ,RRSP TFSA, RESP RDSP
• Strong Research and negotiating skills
• Effective and professional communicator
• Focused on achieving results in collaborative and independent settings
• Analytical, accountable and attentive to details
SELECTED PROFESSIONAL EXPERIENCES
January Legal Research Assistant Osborne G. Barnwell, Barristers & Solicitors
Conducted research assignments for litigation counsel, prepared
Claims, Defences , and legal briefs for court, drafted and reviewed affidavits,
factums and opinions, attended Cost Hearings and made oral submissions.
June Compliance & Complaints Handling Administrator
November Allied International Credit; Newmarket, ON
Used relationship management skills to resolve escalated issues related to
collections and privacy; applied problem solving and negotiating skills to
defuse and resolve customer complaints; employed strategic negotiation skills
to motivate debtors to settle debts
• Evaluated debtor complaints and handling of accounts to determine whether
business practices were breached
• Used postsales techniques to negotiate debt payment plan with debtor
• Conducted research and used knowledge of applicable Canadian and US laws to
analyze debtor complaints, causes of action and claims for merit
• Prepared comprehensive and high quality reports and correspondence for senior
management, VP/Global Legal and Compliance and Executive VP and Litigation
Counsel
• Used company’s proprietary software compliance tools to log and track activities
on files including those with threatened or initiated litigation/action
• Liaised with and assembled information for regulators and legal counsel
May Compliance and Risk Analysis Intern
Equity Associates Limited; Markham, ON Mutual Funds Dealer
Used knowledge of global trends in the commercial, banking and financial
industry to update compliance policies
• Reviewed investor database for integrity and accuracy of information
• Evaluated investor database for portfolio risk and balance of investment goals
• Assessed company’s existing compliance policies and procedures and amended
policies and procedures manual for operations management in accordance with
compliance best practices and MFDA regulations
. Lawyer
P., GordonP.; Kingston & St. Andrew, Jamaica
Marketed the Firm to bankers and financial institutions; kept commercial
clients aware of commercial, banking, securities and regulatory trends and laws
• Marketed the firm and obtained the retainers of an investment bank, a mortgage
company and a chartered bank
• Advised on principles and techniques of credit risk assessment
• Prepared comprehensive correspondence detailing global trends in best practices
• Prepared loan and securities packages
• Interviewed clients and prepared legal documents relating to mortgages,
mortgage debt recovery; corporate securities, insolvency, debt collection, loan
default enforcement
• Communicated with clients, court officers, lawyers, financial institutions and other
professionals, in furtherance of matters
External counsel , Director, Investment Bank
Mayberry Investments Limited; New Kingston, Jamaica
Discharged regulatory duty in the monitoring of the Company’s affairs; worked
with team to ensure investment bank’s compliance with financial regulatory best
practices directives to assess and minimize operational and compliance risk
• Reviewed Board materials, media notices for legislative compliance
• Reviewed various documentation including legal agreements on behalf of the
company
• Prepared Security documentation for loan receipients
• Kept abreast of and informed team of corporate programs, business and
compliance best practices and relevant emerging legislation
• Recommended mechanisms to address compliance issues
• Assisted the executive team and other managers with regulatory investigations
and communicated with regulators to clarify and resolve issues/perceived issues
• Reviewed and analyzed AML/ATF practices for compliance with global standards
and procedures
ACCOMPLISHMENTS
• As Credit Analyst of a chartered bank applied credit risk assessment principles in
evaluating loan applications, formulated loan proposals for credit committee,
involved in presales visit of sites to assess risk and to market the bank and to
channel sales, followed up with proposed customers to assure their satisfaction
• As Independent Director of investment bank worked with team to ensure bank’s
compliance with international financial regulatory best practices
• Managed project aimed at minimizing select bad debt portfolio cases and
implemented procedures which decreased that portfolio by %
• Prepared reports for review and use by lead litigation counsel
EDUCATION
• Graduate Certificate in Financial Services Compliance Administration, with
Honours; Seneca College; Toronto, ON
• Canadian Securities Course; CSI, Toronto, ON
• MSc Accounting; University of the West Indies; Mona, Jamaica [accredited by
WES]
• LLB [Hons] University of the West Indies; Cave Hill, Barbados [accredited by
WES]
MENTORING & VOLUNTEERING EXPERIENCES
Flying Angels Track Club; Toronto, ON
Assisted Coaches in organizing the Team and monitoring the athletes
Seneca College; Toronto, ON
Tutor
Assisted students and colleagues in understanding and analyzing principles relating to compliance,
risk management and law
University of the West Indies, Mona; Jamaica
Lecturer
Provided instruction in Commercial Law to University students pursuing careers in law and business
Rotary International
Assisted in and led various projects focused on providing medical and educational support to the less
fortunate
REFERENCES AVAILABLE UPON REQUEST

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