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Ridge Way, Flowery Branch, GA
Dear Sir or Madam:
I am writing to apply for the
position of Compliance Analyst/Specialist within your organization.
The enclosed resume will furnish you with details concerning my background
and experience in Contract, Compliance, and Filing, and education in
Business Administration which would be beneficial.
Employed for over years
in the Legal contracts compliance and filing field within UnumProvident,
I worked/partnered with several different areas such as Products, Marketing,
and Actuary filing forms policies, riders, applications, amendments,
advertisement and rates that comply with state and federal laws/regulations
pertaining to our products Life/Accident/ Health/Disability. My latest
project was partnering with our Hispanic team in the approval/sale of
advertisement associated with several of our products in the marketplace.
Prior to my employment in the
Legal field I worked over years in the Information Systems and Services
IT/IS Mainframe Operations industry working with programmers, systems
analysts, operating departments, and users in all aspects of operations
from job setup to IBM mainframes. Having worked in an IBM hardware
environment, some of the operational software systems that are familiar
to me would be MVS/JES and MVS/XA in an OS and CMOS setting.
I have completed my Bachelors
degree in Business with honors having completed classes in Finance,
Accounting, Statistics, and Management. Due to the UNUM Provident merge
my position as Senior Computer Operator Shift Supervisor was eliminated
because of the relocation of the data center to Columbia, South Carolina
because of this I began my new position as Contract Systems Analyst
in September of . My strengths are in organization, communication,
implementing procedures, and trouble shooting. While performing
duties as supervisor I have developed a reputation for fair and consistent
My combination of education,
acquired skills, operational knowledge, and initiative qualifies me
for a position with any progressive company. I am open to respond
to positions in the Nashville, Chattanooga, TN and Atlanta, GA area.
At your earliest convenience I would like to meet with you to discuss
your organizational objectives and my ability to help fulfill them.
Thank you for your time and
consideration. I look forward to hearing from you soon.
Robert E. K.
Cardinal Ridge Way
Flowery Branch, GA
One who has a proven track
record of overseeing the filing and the approval of Life, Accident,
Health, and Disability insurance products such as policies, amendments,
riders, applications, and
advertisement and keeping them
EDUCATION Tennessee Wesleyan
College Athens, TN
of Applied Science GPA .
/ – /
Consultant CC & F Contract Compliance and Filing
implement, support and maintenance of legal contracts and all related
forms policies, applications, amendments, riders, and advertisement.
NILS and SERFF filing forms Life/Acc/Health/Disability and rates that
comply with state, federal, and if applicable, foreign laws and regulations.
development, and filing of nonstandard provisions for single cases
and the associated systems when applicable.
to business areas regarding contracts and regulations and mentors less
Continued product research to ensure regulatory compliance enhancing
leader – Scan/Index all Compliance paper files into online software
database increasing departmental productivity.
Multiple DI disability income rate filings all completed and approved
under dead line.
Multiple advertisement filings related to some of our Acc/Health products
all completed and approved under dead line.
Systems Analyst CC & F Contract Compliance and Filing
such as Documerge and Script to create, edit, and maintain all basic
policy language and language exceptions required by the various states
for computer printed policies and riders.
Format policy forms
to accommodate policy language to the available space while maintaining
Prepares and assembles
computer printed policy forms and required variations, applications,
outlines of coverage, rates, actuarial formulas, certifications and
tables for filing with insurance departments.
Implements the transition
of approved policies into the policy issue system; and reviews regulatory
matters to assist in taking actions necessary to comply with state regulations.
/ / Provident Life
and Accident Insurance Company Chattanooga, TN
Lead Computer Operator Shift Supervisor
Assist in the technical
training in and the efficient operation of a million dollar mainframe
computer complex comprised of mini, micro, LAN, and midrange hardware
and software systems.
of MVS/JES, MVS/JES, MVS/XA, and Help Desk support in an OS/ environment.
a shift of ten employees.
all software and hardware related to current levels associated with
Provident's data processing environment. These software systems include
IMS, CICS, DB, IDMS, TSO, ISPF, and JCL. Hardware systems include multiple
ASs, multiple IBM mainframes, and RS.
batch cycles to guarantee teleprocessing online availability and ensure
weekly backups and reorgs complete successfully.
Work with all levels
of programming and systems support in regards to successful abend recovery
in a timely manor to offset possible jobstream delay.
Computer Printer Operator
Operated IBM ,
, , laser and impact printers, Troy and CTC check printers,
online Kodak microfilm equipment, and all other computer printer equipment.
separating all computer output and distributing to its proper locations.
questions for programmers.
tape library system.
Updating and tracking
programs jobs through multiple program job scheduling software systems
such as CA, VSMR, and OPC.
HONORS Member of Phi
Theta Kappa Club
of WHO’S WHO Historical Society